SOX Compliance & Auditing Reports

The Holbrook & Manter team is well-versed in SOX & SOX Compliance. We have performed engagements across the country and our experienced team has unmatched experience in this area of risk advisory services.

What is Sarbanes-Oxley?

Not to be confused with SOC, SOX compliance is an important part of the risk management puzzle. Often referred to in its shorter form of SOX, The Sarbanes-Oxley Act of 2002 is legislation passed by the U.S. Congress to protect shareholders and the general public from accounting errors and fraudulent practice on the enterprise, as well as improve the accuracy of corporate disclosures.

Section 404 of Sarbanes-Oxley, mandates the U.S. Security and Exchange Commission (SEC) to adopt rules requiring each issuer, to include an internal control report that contains management’s assertions regarding the effectiveness of the company’s internal control structure and procedures over financial reporting.

We Offer the Following SOX 404 Services:

  • Project Planning
  • Project Management
  • Risk Assessment
  • Control Documentation & Framework
  • Detailed Control Compliance Testing
  • Remediation of Control Weaknesses

Ready to learn more about fulfilling your Sarbanes-Oxley requirements? Have additional questions about what it means to become SOX compliant?